The ACC Hong Kong Board of Directors invites you to the following webinar presented by Clifford Chance on 'Regulatory Oversight and Enforcement Actions by the SFC and the HKEX on Listed Companies and Directors' Liabilities' on Tuesday, 29 June 2021.
Presented by senior members of Clifford Chance's Hong Kong contentious regulatory and litigation and dispute resolution team, the webinar will cover:
- An overview of the SFC and the HKEX’s regulatory powers in connection with listed issuers and directors
- Key risk areas, and areas of regulatory focus, by reference to recent enforcement actions and what we are seeing in the market
- Practical 'dos and don'ts' for directors in SFO and listing rules compliance
We do hope you can join us for what should be an interesting discussion on a topical subject.
SPEAKERS:
Jonathan Wong
Partner, Litigation & Dispute Resolution, Clifford Chance
Jonathan is a partner in the Litigation & Dispute Resolution practice in Hong Kong. He regularly defends listed companies and directors in enforcement action against both the SFC and HKEx, and also advises on listed company compliance, notably in respect of issues such as connected transactions, disclosure of price-sensitive information and internal controls.
Jonathan is admitted as a solicitor in Hong Kong and is an advocate and solicitor in Singapore.
William Wong
Consultant, Litigation & Dispute Resolution, Clifford Chance
William is a Consultant in Clifford Chance's Litigation and Dispute Resolution practice.
Before joining Clifford Chance, he had held in-house positions at Bank of America Merrill Lynch and Credit Suisse, advising on regulatory and compliance issues arising from their regional private banking and investment banking businesses. William has been listed by Legal 500 as a “Next Generation Lawyer” in Hong Kong for Dispute Resolution and as a Future Leader in Who's Who Legal's Investigations 2021 chapter.
Michael Wang
Consultant, Litigation & Dispute Resolution, Clifford Chance
Michael Wang is a Consultant in Clifford Chance’s Litigation and Dispute Resolution practice. Admitted in Hong Kong in 2012, Michael is a native Mandarin speaker and is fluent in Cantonese.
Michael advises on a broad range of contentious regulatory matters and complex banking and commercial litigation. He regularly advises banks, investment funds, brokerages, asset managers and listed companies in a wide range of regulatory investigations and compliance issues, including market misconduct and manipulation, sponsor liability, electronic trading, reporting failures, insider dealing, operation of alternative liquidity pool, position limits reporting, facilitation trading, financial resources rules and listing rules compliance.
Michael is a contributing author for the Hong Kong chapter of GIR's 'The Practitioner's Guide to Global Investigations' and recognised as a Future Leader in Who's Who Legal's Investigations 2021 chapter.
EVENT DETAILS:
Date: Tuesday, 29 June 2021
Time: 1:00 pm to 2:00 pm
Location: Webinar links will be sent upon registration
CPD Points: CPD points have been applied for. Please note you need to be logged in for the full duration of the webinar to qualify for CPD points. Unfortunately, points cannot be applied for members who join the webinar via telephone link.
ACC thanks event sponsor:
